Who We Are
Summit Compliance Group provides affordable, customized compliance services for Insurance producers, Independent Marketing Organizations, Insurance Carriers, Registered Investment Advisers (RIAs), and other Financial Institutions.
For more than thirty years, we have been making regulatory compliance a practical part of your business so you can focus on growth. We specialize in making complex insurance and investment regulations understandable and are committed to helping our clients identify and manage their unique compliance risks.
We offer a variety of customized and turn-key solutions to address your needs including advertising compliance review, compliance training, distribution compliance, compliance assessments & audits, written policies & procedures development, cybersecurity risk assessments, RIA registration and compliance support, and much more.
Making regulatory compliance work for you, not against you.