Strong advertising is critical to your success. Protect that success by ensuring your advertising meets the advertising regulations that apply to it. Our Advertising Review process is designed to help you understand the advertising compliance rules and apply them to your marketing while maintaining your message. With extensive expertise in life insurance, annuities, Medicare, LTC, FINRA and SEC advertising regulations, we work with you to ensure your advertising is effective, while reducing your regulatory exposure.

At Summit, we pride ourselves on providing expert compliance training on issues that matter to you the most, in easy to understand language. Our training provides you with not only what the rules are, but also how they apply to you, as well as the practical steps you can take to manage your risks. Read more below to see how our straight-forward training takes the complexity out of compliance!

Regulators have created many complex regulations governing sales practices. Don't let a misunderstanding or lack of awareness disrupt or tarnish your success and reputation, or for your producers. At Summit, we have decades of experience helping agents, advisors and marketing organizations quantify and reduce their compliance risks.

The operations, or "back office" function of an organization must run smoothly to meet the needs and expectations of your customers. Risk must also be managed to prevent disruptions due to violations of state and federal laws. Summit's professionals have decades of experience to assist you in avoiding costly and time-consuming actions by regulators or law enforcement.