insurance risk assessments

you need to know your biggest risks to solve for them - and we offer the solution you need

The insurance business involves a number of risks that can threaten the success of the practice you’ve worked so hard to create. But how do you know which risks pose the greatest threats? And then how do you solve for them?

Summit can help. We’ve helped hundreds of independent professionals and marketing organizations determine how to protect their business by implementing compliance practices based on a thorough review of their business. We assess the following areas:

• Advertising and Marketing

• Sales Practices and Concepts

• Best Interest / Suitability Analysis and Recommendations

• Client File Documentation to Support your Recommendations

• Document Handling

• Operational Processes

• Agent Licensing / Registrations

  Training and Education

• Effective Compliance Policies & Procedures

We offer a number of options that can be performed remotely, as well as on-site assessments that allow for additional testing of your practices.

Don’t rely on generic advice or guesses - find out how to best protect your business for long term success now!