Resources
Valuable Tools
5 things to know about Digital Advertising
Is your digital advertising creating additional – and unnecessary - risk to your business? It’s been said …
Top 3 Compliance Risks for 2023
What does our regulatory future hold? Compliance is good for business. Understanding your unique risks …
CustomiZed Service for Your Unique Needs
There is no one-size-fits-all when it comes to compliance. At least that’s what we believe. See how our philosophy is different.
Seminar Advertising Compliance
Seminars are a great way to help educate clients. Make sure your seminars are compliant by using our Tips & Best Practices…
Hear What our clients have to say
Don’t just take our word for it. Take a look at what current clients are saying about what it’s like to work with Summit.
Important Resources
DOL Fiduciary Rule: Federal Register: Improving Investment Advice for Workers & Retirees
Arizona best interest regulation
Key Dates to Remember
June (Annually): National Annuity Awareness Month
September (Annually): Life Insurance Awareness Month
Industry Organizations
NAILBA is the voice of independent brokerage distribution and promotes retirement security and consumer choice in the insurance and financial services marketplace.
NAFA is the only trade organization dedicated to annuities. The organization seeks to educate and drive awareness among the public, legislators, and regulators about the benefits of annuities. NAFA members receive a discount on select Summit Compliance Group services.