DOL Conflict of Interest (Fiduciary) Rule Documents

We have attached a number of key documents about the DOL Fiduciary Rule to help you stay informed about these significant changes to the industry. Please contact us for assistance understanding the implications of the rule, and how we can help you manage your business accordingly.

DOL Rule  

Best Interest Contract Exemption

PTE 84-24 Amendment

Regulatory Impact Analysis

DOL's Protecting Retirement Savings FAQs

DOL Fact sheet

Initial Delay of Applicability Dates

Request for Information

Extension of Transition Period

FAB 2017-01

FAB 2017-02

FAB 2017-03