Distribution Compliance

I follow three rules: Do the right thing, do the best you can, and always show people you care.
— Lou Holtz

The success of an organization is driven by sales.  Regulators understand this and have created many complex regulations governing sales practices.  Don't let a misunderstanding or lack of awareness disrupt or tarnish your success and reputation.  At Summit, we have experienced experts to help you protect yourself and your organization from regulatory and criminal liability.